Capital Markets

Capital Markets

We help and advise our clients on all aspects of the listing, issue, custody and clearance of securities and the stock exchange regulations that surround them. A number of our partners are accepted as listing agents on SIX Swiss Exchange and bring exceptional knowledge and experience to bear on all listing proceedings of the various Swiss exchanges, together with a clear understanding of a client’s business issues.

Our team has a strong record in advising on every aspect of the issue and listing of securities, including IPOs and capital increases in the equity capital markets, straight and hybrid bonds in the debt capital markets, derivatives – whether OTC, listed product or structured – and exchange traded funds.

We act for clients in both the SIX Swiss Exchange and the BX Berne eXchange, where we have substantial real estate investment and index knowledge, and have assisted clients in listings on foreign exchanges.

In regulatory matters, we advise clients on ad hoc publicity, disclosure obligations and corporate governance issues. We are experienced in regulatory proceedings and have successfully represented our clients before the Swiss regulator and the Swiss courts.

Our team also has exceptional knowledge of all matters relating to the custody of securities, as well as their transfer, particularly cross-border.